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    HK/China Stock

    Commissions and Charges

    We offer competitive commission rates on Hong Kong stocks depending on channel of placing the orders, e.g., Internet, Investor Services Representatives and IVRS. For the specific rates that are applicable to you, please refer to the Commission Schedule that we have sent to you or call our online customer services officers.

    Charge Amount
    Stamp Duty 0.1% of Transaction Amount (roundup to nearest dollar)
    Transaction Levy 0.0027% (roundup to nearest cent)
    Trading Fee 0.005% (roundup to nearest cent)
    CCASS fee 0.002% 0.01% of Transaction Amount (roundup to nearest cent) (0.002% is collected by HK Clearing) (Min HK$3.0)
    Depository Services
    Physical Scrip Deposit Free
    Stock Deposit (through CCASS) Free
    Physical Scrip Withdrawal OR HK$3.50 per board lot
    Minimum: HK$50.00 per stock
    Stock Withdrawal (through CCASS) HK$100.00 per stock
    Transfer Deed Stamp Duty(For sales or deposit of physical scrip in your own name, and for HK securities only) HK$5.00 per transfer deed (Payable to the Government)
    Nominee Services
    Share Registration and Transfer Fee HK$1.50 per board lot
    Distribution of Bonus Shares Free
    Cash Dividend Collection

    0.12% of cash amount of dividend

    Minimum: HK$20.00

    Maximum: HK$10,000.00

    Rights Subscriptions, Warrants Conversions

    or Open/Preferential Offers, Cash Offer

    Corporate Action Fee:

    HK$0.80 per board lot

    (Maximum: HK$10,000.00 per stock)

    Plus HK$50.00 per stock

    Stock Custody Fee Free
    Handling Charge for Unclaimed Entitlements HK$500.00 per claim and any out of pocket expenses
    Fund Withdrawal
    HKD cheque issuance Free
    Same day value HKD local transfer (CHATS) HK$50.00
    Same day value HKD overseas transfer (TT)

    HK$200.00 per item plus correspondent bank's

    charges if applicable

    Foreign Exchange
    Foreign Exchange Services Free
    Other Miscellaneous Charges
    Late Payments for Trade Prime rate + 10%
    Returned Cheque HK$100 for HK dollar cheque
    Re-issue Monthly Statement

    Within 3 months - Free

    For past 3-12 months - HK$50.00/statement

    For past 1-3 years - HK$100.00/statement

    For past 3-6 years - HK$500.00/statement

    Other Services
    IPO Application HK$100.00 for each application
    Yellow Application Form of IPO HK$100.00 for each application
    Receipt of Corporate Communication

    Free

    Audit Confirmation (to client's

    auditor/accountant)

    Free

    Asset Confirmation or Other ad-hoc service

    request

    HK$500 plus out-of-pocket expenses
    Remarks:

    1.  Odd lots are charges as board lots.

    2.  Charges are rounded up to nearest cent.

    3.  Additional fees may apply. Commissions and fees are subject to change without notice.

    We recognize your needs and concerns as an investor, therefore we have made client fund protection our priority. Client funds are safeguarded in the following ways

    Client Fund Protection